MARPOL Annex VI & NOx Technical Code 2008
MARPOL Emission Control Areas (ECA), NOx Tier III & Scrubber Compliance Guide
Updated · Written by SeaReady in our own words. Not affiliated with OCIMF, RightShip, CDI, any MoU or any administration — always check the current official documents.
1. Overview: The 7 IMO Emission Control Areas (ECAs)
Under MARPOL Annex VI Regulation 14 (Sulphur Oxides and Particulate Matter) and Regulation 13 (Nitrogen Oxides), the International Maritime Organization (IMO) designates sea areas with stringent emission caps known as Emission Control Areas (ECAs). Inside any designated SOx ECA, the sulphur content of fuel oil used on board must not exceed 0.10% m/m (compared to the global limit of 0.50% m/m), unless the vessel operates an approved equivalent arrangement such as an Exhaust Gas Cleaning System (EGCS / scrubber).
Furthermore, in designated NOx Tier III ECAs, marine diesel engines with a power output greater than 130 kW installed on ships constructed on or after the specified keel-laying date must achieve an 80% reduction in NOx emissions compared to Tier I baselines, typically requiring Selective Catalytic Reduction (SCR) or Exhaust Gas Recirculation (EGR).
| Emission Control Area | SOx Limit & Effective Date | NOx Tier III Applicability | Legal Basis & Geographic Boundaries |
|---|---|---|---|
| Baltic Sea Area | SOx: 19 May 2006 (0.10% from 1 Jan 2015) | NOx Tier III: 1 Jan 2021 (ships constructed on/after 1 Jan 2021) | Defined in MARPOL Annex I Reg. 1.11.2; Res. MEPC.176(58) & MEPC.286(71). Covers Baltic Sea proper, Gulf of Bothnia, Gulf of Finland and entrance up to parallel of the Skaw (57°44.8' N). |
| North Sea Area | SOx: 22 Nov 2007 (0.10% from 1 Jan 2015) | NOx Tier III: 1 Jan 2021 (ships constructed on/after 1 Jan 2021) | Defined in MARPOL Annex V Reg. 1.14.2; Res. MEPC.176(58) & MEPC.286(71). Covers North Sea proper, English Channel and Skagerrak up to 62° N. |
| North American Area | SOx: 1 Aug 2012 (0.10% from 1 Jan 2015) | NOx Tier III: 1 Jan 2016 (ships constructed on/after 1 Jan 2016) | MARPOL Annex VI Appendix VII; Res. MEPC.190(60) & MEPC.202(62). Extends up to 200 nautical miles from Pacific, Atlantic, Gulf of Mexico and Hawaiian coasts of USA and Canada. |
| United States Caribbean Sea Area | SOx: 1 Jan 2014 (0.10% from 1 Jan 2015) | NOx Tier III: 1 Jan 2016 (ships constructed on/after 1 Jan 2016) | MARPOL Annex VI Appendix VII; Res. MEPC.202(62). Covers waters around Puerto Rico and US Virgin Islands out to designated coordinates. |
| Mediterranean Sea SOx Area | SOx: 1 May 2025 (0.10% m/m mandatory) | Non-NOx ECA (standard Global Tier applies unless operating in other ECAs) | MARPOL Annex VI Reg. 14.3.5 & Appendix VII; adopted by Res. MEPC.361(79). Encompasses all Mediterranean waters, Sea of Marmara and access straits up to Dardanelles (40°03' N). |
| Canadian Arctic Area | SOx: 1 March 2026 (0.10% m/m mandatory) | NOx Tier III: 1 March 2026 (ships constructed on/after 1 March 2026) | MARPOL Annex VI Regs. 13.5.1 & 14.3.6; adopted by Res. MEPC.392(82). Covers Canadian Arctic waters within Exclusive Economic Zone from Yukon to Labrador. |
| Norwegian Sea Area | SOx: 1 March 2026 (0.10% m/m mandatory) | NOx Tier III: 1 March 2026 (ships constructed on/after 1 March 2026) | MARPOL Annex VI Regs. 13.5.1 & 14.3.7; adopted by Res. MEPC.393(82). Covers Norwegian continental shelf and Exclusive Economic Zone between North Sea and Barents Sea. |
With the entry into force of the Mediterranean Sea SOx ECA on 1 May 2025 (Resolution MEPC.361(79)) and the adoption of the Canadian Arctic ECA (Resolution MEPC.392(82)) and Norwegian Sea ECA (Resolution MEPC.393(82)) taking effect on 1 March 2026, the global network of ECAs now encompasses seven distinct maritime zones. Ship masters and chief engineers must ensure full compliance with both fuel sulphur and engine NOx standards across these areas.
2. NOx Technical Code 2008 & Tier I, II and III Emission Limits
Under MARPOL Annex VI Regulation 13 and the NOx Technical Code 2008 (Resolution MEPC.177(58) as amended), NOx emission limits apply to every marine diesel engine with an output greater than 130 kW, except for emergency generators, lifeboat engines, and devices solely used in emergencies. The maximum allowable total weighted NOx emissions depend on the engine's rated speed n (crankshaft revolutions per minute, rpm):
| Emission Tier & Keel Date | Slow Speed (n < 130 rpm) | Medium Speed (130 <= n < 2,000 rpm) | High Speed (n >= 2,000 rpm) |
|---|---|---|---|
| Tier I (Global / constructed 1 Jan 2000 – 31 Dec 2010) | 17.0 g/kWh | 45.0 · n^(-0.2) g/kWh | 9.8 g/kWh |
| Tier II (Global / constructed on or after 1 Jan 2011) | 14.4 g/kWh | 44.0 · n^(-0.23) g/kWh | 7.7 g/kWh |
| Tier III (Operating in designated NOx ECA) | 3.4 g/kWh (80% cut below Tier I) | 9.0 · n^(-0.2) g/kWh | 2.0 g/kWh |
- Tier I Baseline: Applies to marine diesel engines installed on ships constructed between
1 January 2000and31 December 2010. - Tier II Global Fleet Standard: Applies to all engines installed on ships constructed on or after
1 January 2011worldwide. Reduces NOx by approximately15% to 22%relative to Tier I through internal engine modifications (such as high-pressure common rail injection, Miller timing, and optimised turbocharging). - Tier III ECA Standard: Enforces an aggressive
80% reductionbelow Tier I levels. Applicable only when the vessel operates inside a designated NOx Tier III ECA. Outside the ECA, the engine is permitted to operate in its global Tier II certified state. - Engine International Air Pollution Prevention (EIAPP) Certificate: Each engine must carry an individual EIAPP Certificate and an Administration-approved Technical File detailing components, settings, and operating values that influence NOx emissions, alongside an on-board Record Book of Engine Parameters.
3. Tier Changeover Logging & SCR / EGR Operational Requirements
For vessels operating dual-certified engines (capable of switching between Tier II and Tier III mode via SCR or EGR), MARPOL Annex VI Regulation 13.5.3 imposes strict operational logging requirements upon entering or leaving a NOx Tier III ECA:
| Operational Requirement | Governing Standard | Technical Parameters & Compliance Action |
|---|---|---|
| SCR Preheating & Exhaust Gas Temperature | MEPC.291(71) § 4.1 & Scheme A/B Certification | Selective Catalytic Reduction units require minimum exhaust temperature (typically 300°C–320°C depending on fuel sulphur content) before urea injection commences, preventing ammonium bisulphate ((NH4)HSO4) deposition and catalyst blinding. |
| Urea / Reductant Dosing & Consumption Log | NOx Technical Code 2008 § 2.2.5 & Reg. 13.5.3 | Aqueous urea solution (AUS 40 per ISO 22241 / ISO 18611) tank levels and dosing rates must correlate with engine load. Discrepancies between running hours in Tier III mode and urea consumed indicate dosing failure or unauthorized bypass. |
| EGR Bleed-off & Water Treatment System | MEPC.307(73) Exhaust Gas Recirculation Guidelines | Bleed-off water from EGR scrubbers must be treated by a Water Treatment System (WTS) to <= 15 ppm oil content before discharge overboard, or retained in an EGR residue holding tank for shore disposal. |
| Mandatory Logbook Entry at ECA Boundary | MARPOL Annex VI Reg. 13.5.3 & Deck / Engine Logs | Master or officer in charge must record the date, time (UTC and ship time), ship geographical position (latitude/longitude), and the operating status (Tier II or Tier III) of each marine diesel engine upon entering and exiting a NOx Tier III ECA. |
- Pre-Entry Preparation & SCR Warm-Up: Selective Catalytic Reduction systems require the catalyst bed to reach its minimum operating temperature (typically
300°C–320°C) before urea injection can begin. Injecting urea below this temperature causes the formation of solid ammonium bisulphate and ammonium sulphate deposits, leading to catalyst fouling, backpressure rise, and ammonia slip. The changeover procedure must be initiated in advance of crossing the ECA boundary. - Urea Consumption Verification: Port State Control Officers regularly cross-check the hours logged in Tier III mode against the volume of aqueous urea solution (AUS 40 per
ISO 22241 / ISO 18611) consumed from the urea storage tanks. Typical consumption rates range from5% to 8%of fuel volume consumed. A recorded Tier III status with zero urea consumption constitutes prime evidence of an inoperative SCR or deliberate bypass. - Exhaust Gas Recirculation (EGR) Washwater Discharge: On engines utilizing EGR (IMO Resolution
MEPC.307(73)), scrubber bleed-off water must be routed through an approved Water Treatment System (WTS) capable of maintaining effluent oil content at or below15 ppm. Overboard discharge must be monitored continuously with an approved 15 ppm bilge alarm and automatic three-way valve, or retained in an EGR bleed-off holding tank for shore disposal.
4. Fuel Oil Changeover, Bunker Delivery Notes (BDN) & MARPOL Samples
Ships using conventional low-sulphur fuel oils (such as Ultra-Low Sulphur Fuel Oil, ULSFO 0.10% S, or Marine Gas Oil, MGO DMA/DMZ 0.10% S) must execute a structured changeover procedure before entering any SOx ECA, following the Bunkering & Fuel Changeover Checklist:
- Written Changeover Procedure (Reg. 14.6): The vessel must carry an approved, ship-specific written fuel changeover procedure. The procedure must define calculated changeover times taking into account fuel consumption rates, service tank volumes, pipework capacity, and viscosity temperature ramps (not exceeding
2°C per minuteto prevent thermal shock and fuel pump seizure). - Boundary Entry Logbook Entries: Upon completing the changeover to 0.10% fuel (prior to crossing the ECA boundary line), the officer in charge must record in the deck logbook or engine logbook: (1) date and time, (2) ship position (latitude and longitude), and (3) the exact volume of low-sulphur fuel oil stored in each service and settling tank.
- Bunker Delivery Note (BDN) Mandatory Retention (Reg. 18.6): BDNs must be retained on board for at least three years from delivery. Each BDN must contain all details required by Appendix V of MARPOL Annex VI, including fuel density (
ISO 3675orISO 12185), sulphur content (% m/m perISO 8754), and the supplier's signed declaration. UnderMSC.520(106)(effective 1 Jan 2026), the BDN must also verify a flashpoint of≥ 60°C(tested toISO 2719:2016) or state≥ 70°C. - MARPOL Fuel Sample Retention (Reg. 18.8.1): The sealed, supplier-signed MARPOL primary fuel sample must be retained on board in a dedicated, secure sample locker for a minimum of 12 months from the delivery date, or until the fuel is substantially consumed (whichever is longer).
- In-Use & On-Board Sampling Points (Reg. 14.10 & 14.11): Ships must have designated, clearly labelled fuel sampling points fitted in accordance with IMO Guidelines (
MEPC.1/Circ.864/Rev.1for in-use samples between service tank and engine, andMEPC.1/Circ.889for onboard storage tank samples).
5. Exhaust Gas Cleaning Systems (EGCS / Scrubbers) & Discharge Criteria
Under MARPOL Annex VI Regulation 4, an Exhaust Gas Cleaning System (EGCS) is accepted as an equivalent compliance mechanism provided it meets the performance and testing standards of the 2021 EGCS Guidelines (IMO Resolution MEPC.340(77), superseding MEPC.259(68) and MEPC.184(59)).
- Emission Ratio Equivalent: For operating inside a 0.10% m/m SOx ECA, the scrubber must reduce the SO2 (ppm) to CO2 (% v/v) ratio in the exhaust plume to not more than 4.3 SO2/CO2. Outside the ECA (global 0.50% S cap), the maximum allowable ratio is
21.7 SO2/CO2. - Washwater Quality Discharge Standards: Before discharging washwater overboard, the EGCS monitoring system must continuously verify: (1) pH (minimum pH 6.5 measured 4 metres from the discharge point or pH ≥ 6.5 at the discharge manifold), (2) PAH (Polycyclic Aromatic Hydrocarbons) (continuous fluorescence monitoring calibrated to phenanthrene equivalent), (3) Turbidity (not exceeding 25 FNTU / NTU above inlet seawater turbidity), and (4) Nitrates (discharge limit ≤ 60 mg/L NO3).
- Open-Loop Scrubber Discharge Prohibitions: A growing number of coastal States and major ports enforce complete bans on open-loop scrubber washwater discharge within their internal waters, ports, and territorial seas. Vessels equipped with hybrid scrubbers must transition to closed-loop mode (holding bleed-off sludge in dedicated tanks), while vessels with open-loop-only scrubbers must change over to compliant 0.10% low-sulphur distillate fuels before entering these jurisdictions.
- EGCS Record Book & Monitoring Log: Malfunctions, sensor calibrations, reagent consumption (caustic soda NaOH in closed-loop mode), and washwater discharge parameters must be logged in an approved EGCS Record Book. A continuous system failure exceeding one hour must be reported immediately to the Flag State and the port State of arrival.
6. Port State Control Verification & Deficiency Action Codes
Port State Control Officers (PSCOs) from Paris MoU, Tokyo MOU, and USCG utilize portable XRF sulphur analysers, drone & bridge sniffers, and detailed logbook audits to detect MARPOL Annex VI non-compliance. Typical inspection targets include:
- Fuel Changeover Calculations & Timing: PSCOs verify that the changeover was completed prior to entering the ECA boundary coordinates. Calculating changeovers backwards from engine fuel consumption rates is a standard PSC verification technique. Premature entry while running on high-sulphur fuel results in detention (Action Code 30).
- SCR Operation & Urea Storage: PSCOs inspect SCR operating logs, catalyst differential pressure transmitters, urea tank level sensors, and NOx emissions analysers. Tampered temperature sensors, bypass dampers locked in open position, or exhaust temperatures below catalytic threshold without alarm logging will be flagged as major ISM deficiencies.
- Fuel Oil Non-Availability Report (FONAR): If compliant fuel cannot be procured despite best efforts, a FONAR must be submitted to the Flag Administration and competent authority of the port of arrival under Regulation 18.2. A FONAR is not an exemption; it is a declaration of non-availability, and inspectors will demand documentary proof of supplier inquiries.
- Deficiency Action Codes: Minor logging discrepancies warrant Action Code 17 (rectify before departure); failed washwater discharge limits or deliberate SCR bypassing result in Action Code 30 (ship detention) and mandatory Flag notification.
Questions seafarers ask
What are the 7 IMO Emission Control Areas (ECAs) and when do their SOx and NOx Tier III rules apply?
Under MARPOL Annex VI Regulation 14 (SOx) and Regulation 13 (NOx), the seven IMO-designated ECAs are: (1) Baltic Sea Area (SOx from 2006, 0.10% from 2015; NOx Tier III for ships built on/after 1 Jan 2021); (2) North Sea Area (SOx from 2007, 0.10% from 2015; NOx Tier III for ships built on/after 1 Jan 2021); (3) North American ECA (SOx from 2012; NOx Tier III for ships built on/after 1 Jan 2016); (4) US Caribbean Sea ECA (SOx from 2014; NOx Tier III for ships built on/after 1 Jan 2016); (5) Mediterranean Sea SOx ECA (SOx 0.10% m/m from 1 May 2025 under MEPC.361(79); standard Global NOx applies); (6) Canadian Arctic ECA (SOx 0.10% m/m and NOx Tier III from 1 March 2026 under MEPC.392(82)); and (7) Norwegian Sea ECA (SOx 0.10% m/m and NOx Tier III from 1 March 2026 under MEPC.393(82)).
What exact details must be logged when an engine transitions between Tier II and Tier III mode under MARPOL Annex VI Regulation 13.5.3?
Regulation 13.5.3 requires that when a ship enters or exits a NOx Tier III ECA, or when an engine tier status changes within such an area, the ship must record in such logbook as prescribed by the Administration: (1) the date and time, (2) the ship's geographical position (latitude and longitude), and (3) the operational status of each marine diesel engine (whether running in Tier II or Tier III compliant mode, including the on/off status of SCR or EGR systems). If the ship is equipped with a Tier II/III dual-certified engine, the Technical File must outline the exact parameter adjustments and changeover protocol.
What is the required fuel changeover logging under MARPOL Annex VI Regulation 14.6 before entering a 0.10% SOx ECA?
Under MARPOL Annex VI Regulation 14.6, ships using separate fuel oils to comply with the 0.10% m/m sulphur limit must carry a written fuel-oil changeover procedure. The crew must allow sufficient time for the fuel service system to be fully flushed of all fuels exceeding 0.10% sulphur prior to crossing the ECA boundary. Upon completion of the changeover, the officer in charge must record in the deck logbook or official engine logbook: (1) the volume of low-sulphur fuel oil (<= 0.10% S) in each tank, (2) the date and time of completion, and (3) the ship's latitude and longitude at completion.
Can a ship use an open-loop exhaust gas cleaning system (EGCS / scrubber) in all ports and territorial waters?
No. While MARPOL Annex VI Regulation 4 permits equivalent compliance via Exhaust Gas Cleaning Systems type-approved under IMO Resolution MEPC.340(77) (or MEPC.259(68)), many coastal States and port authorities prohibit the discharge of open-loop scrubber washwater in their ports, internal waters and territorial seas (including Singapore, China, UAE, Panama Canal, California, Belgium, Germany, and numerous Mediterranean ports). Ships with hybrid scrubbers must switch to closed-loop mode prior to entering restricted zones; ships with open-loop-only scrubbers must change over to compliant 0.10% marine gas oil (MGO) or ultra-low sulphur fuel oil (ULSFO).
What Bunker Delivery Note (BDN) and fuel oil sample retention rules apply under MARPOL Annex VI Regulation 18?
Under MARPOL Annex VI Regulation 18.6, the Bunker Delivery Note (BDN) must be retained on board in such place as to be readily available for inspection at all times for a period of not less than three years after the fuel oil has been delivered. Under Regulation 18.8.1, the representative commercial MARPOL fuel sample sealed and signed by the supplier's representative and Master or officer in charge must be retained under the ship's control until the fuel oil is substantially consumed, but in any case for a period of not less than 12 months from the date of delivery.
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